Eric Kiely

Eric serves as the Senior Compliance Analyst focused on supporting the firm’s regulatory, monitoring, and operational compliance framework. Some of his core duties include coordinating and conducting the firm’s Annual Compliance Training, Code of Ethics/Employee Trade Monitoring, Compliance Due Diligence for Managers & Sub-advisors, Compliance Testing, Electronic Communications oversight, Regulatory Filings, Risk Assessments, as walls as assisting with updates to policies and procedures.

Eric graduated from Northern Kentucky University with a double major in Finance and Marketing. He started his career with Citigroup/Smith Barney where he passed the General Securities Exam and State exams (FINRA’s Series 7, 63, & 66). From 2009 through 2021 he held various compliance positions at local firms based in Cincinnati area (Western Southern and Fifth Third) where he passed the Compliance Officer/General Securities Principal Exams (FINRA’s Series 24). Eric started with FEG in 2021 and obtained the Investment Adviser Certified Compliance Professional (IACCP®) designation in 2024. He is a member of the National Society of Compliance Professionals (NSCP), participates in local compliance organization and industry conferences and meetings to stay current with changes to the compliance industry.

When Eric is not helping to further develop FEG’s compliance program, him and his wife Katie are busy raising their four sons. You can expect to see him spending time with family and friends, golfing, coaching youth sports (Baseball, Basketball, Golf, & Lacrosse), helping with his church, as well as volunteering at the Northern Kentucky Homeless.